MiFID II is part of the EU’s revised Markets in Financial Instruments Directive impacting any organisation providing financial advice leading to trade or investment throughout Europe. There are now explicit requirements for communications involved in the advice chain, including and not limited to mobile phone conversations, to be recorded and kept for a minimum of five years.
Will your organisation be 100% sure to meet these requirements? The reputational and financial risks are huge. Don’t get caught out, join our partner, IR Prognosis, in this upcoming webinar and learn how you can be sure to meet the call recording requirements.